SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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This Form 8-K/A supplements the Original Form 8-K and provides the results of the stockholder vote on Proposal 5 and information with respect to our restated certificate of incorporation, as amended. No other modification to the Original Form 8-K is being made by this Form 8-K/A. The information previously reported in or filed with the Original Form 8-K is hereby incorporated by reference into this Form 8-K/A.
|Item 5.07||Submission of Matters to a Vote of Security Holders.|
On July 14, 2022, the adjourned Annual Meeting was reconvened for the purpose of holding a vote on Proposal 5, a proposal to approve an amendment to our restated certificate of incorporation, as amended, to increase the number of authorized shares of our common stock from 120,000,000 to 240,000,000 (the “Charter Amendment”). Present at the reconvened Annual Meeting in person or by proxy were holders of 54,717,047 shares of our common stock, representing 64.59% of the outstanding shares of our common stock as of the close of business on April 26, 2022, the record date for the Annual Meeting, and constituting a quorum for the transaction of business. Stockholder approval of Proposal 5 requires that a majority of the outstanding shares of our common stock as of the record date for the Annual Meeting vote “FOR” the proposal. Below are the final results of the votes on Proposal 5:
Proposal 5: Our stockholders approved the Charter Amendment by the votes set forth below:
|Votes For||Votes Against||Abstentions||Broker Non-Votes|
|Item 8.01||Other Events.|
As reported above, our stockholders approved the Charter Amendment, which became effective on July 14, 2022, upon the filing of a certificate of amendment to our restated certificate of incorporation, as amended, with the Delaware Secretary of State, a copy of which is filed as an exhibit to this report.
|Item 9.01||Financial Statements and Exhibits.|
|3.1||Certificate of Amendment of Restated Certificate of Incorporation dated July 14, 2022|
|104||Cover Page Interactive Data File (embedded within the Inline XBRL document)|
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|DARÉ BIOSCIENCE, INC.|
|Dated: July 14, 2022||By:||/s/ Sabrina Martucci Johnson|
|Name:||Sabrina Martucci Johnson|
|Title:||President and Chief Executive Officer|
CERTIFICATE OF AMENDMENT
RESTATED CERTIFICATE OF INCORPORATION
DARÉ BIOSCIENCE, INC.
Daré Bioscience, Inc. (the “Corporation”), a corporation organized and existing under the General Corporation Law of the State of Delaware (the “DGCL”), hereby certifies as follows:
1. This Certificate of Amendment (this “Certificate of Amendment”) amends the provisions of the Corporation’s Restated Certificate of Incorporation filed with the Secretary of State on April 15, 2014, as amended by the Certificate of Amendment thereto filed with the Secretary of State on July 19, 2017 and by another Certificate of Amendment thereto filed with the Secretary of State on July 19, 2017 (as amended to date, the “Certificate of Incorporation”).
2. Article FOURTH of the Certificate of Incorporation is hereby amended and restated in its entirety as follows:
“FOURTH. The total number of shares of all classes of stock which the Corporation shall have authority to issue is 245,000,000 shares, consisting of (i) 240,000,000 shares of Common Stock, $.0001 par value per share (“Common Stock”), and (ii) 5,000,000 shares of Preferred Stock, $.01 par value per share (“Preferred Stock”).”
3. This amendment was duly adopted in accordance with the provisions of Section 242 of the DGCL.
4. All other provisions of the Certificate of Incorporation shall remain in full force and effect.
IN WITNESS WHEREOF, the Corporation has caused this Certificate of Amendment to be executed by its duly authorized officer on this this 14th day of July, 2022.
|Daré Bioscience, Inc.|
|By:||/s/ Sabrina Martucci Johnson|
|Name:||Sabrina Martucci Johnson|
|Title:||Chief Executive Officer, President and Secretary|