ceru-defa14a_20151231.htm

 

 

SCHEDULE 14A INFORMATION

Proxy Statement Pursuant to Section 14(a) of the

Securities Exchange Act of 1934

(Amendment No.    )

 

 

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Filed by a Party other than the Registrant        o

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Preliminary Proxy Statement

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Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

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Definitive Proxy Statement

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Definitive Additional Materials

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Soliciting Material Pursuant to § 240.14a-12

CERULEAN PHARMA INC.

(Name of Registrant as Specified In Its Charter)

(Name of Person(s) Filing Proxy Statement if Other Than the Registrant)

 

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(2)

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Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (Set forth the amount on which the filing fee is calculated and state how it was determined): 

 

 

 

 

 

 

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Fee paid previously with preliminary materials.

 

 

 

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 *** Exercise Your Right to Vote ***

Important Notice Regarding the Availability of Proxy Materials for the

Stockholder Meeting to Be Held on June 22, 2016.

 

 

 

 

Meeting Information

 

CERULEAN PHARMA INC.

 

Meeting Type:

Annual Meeting

 

 

 

For holders as of:

April 25, 2016

 

 

 

Date: June 22, 2016

Time: 9:30 AM, Eastern Time

 

 

 

Location:

The company's offices

35 Gatehouse Drive

Waltham, MA 02451

 

 

 

 

CERULEAN PHARMA INC.

35 GATEHOUSE DRIVE

WALTHAM, MA 02451

 

 

You are receiving this communication because you hold shares in the company named above.

 

This is not a ballot. You cannot use this notice to vote these shares.  This communication presents only an overview of the more complete proxy materials that are available to you on the internet. You may view the proxy materials online at www.proxyvote.com or easily request a paper copy (see reverse side).

 

We encourage you to access and review all of the important information contained in the proxy materials before voting.

 

 

 

 

 

See the reverse side of this notice to obtain proxy materials and voting instructions.

 


 


 

 

 

 

Before You Vote

 

 

 

 

 

 

 

How to Access the Proxy Materials

 

 

 

Proxy Materials Available to VIEW or RECEIVE:

NOTICE AND PROXY STATEMENT                  FORM 10-K                    LETTER TO STOCKHOLDERS

How to View Online:

Have the information that is printed in the box marked by the arrow   (located on the following page) and visit: www.proxyvote .com.

How to Request and Receive a PAPER or E-MAIL Copy:

If you want to receive a paper or e-mail copy of these documents, you must request one. There is NO charge for requesting a copy. Please choose one of the following methods to make your request:

1) BY INTERNET:       www.proxyvote.com

2) BY TELEPHONE: 1-800-579-1639

3) BY E-MAIL*:          sendmaterial@proxyvote.com

 

* If requesting materials by e-mail, please send a blank e-mail with the information that is printed in the box marked by the arrow (located on the following page) in the subject line.

Requests, instructions and other inquiries sent to this e-mail address will NOT be forwarded to your investment advisor. Please make the request as instructed above on or before June 8, 2016 to facilitate timely delivery.

 

 

 

How To Vote

 

 

 

 

 

 

Please Choose One of the Following Voting Methods

 

Vote In Person: Many stockholder meetings have attendance requirements including, but not limited to, the possession of an attendance ticket issued by the entity holding the meeting. Please check the meeting materials for any special requirements for meeting attendance. At the meeting, you will need to request a ballot to vote these shares.

Vote By Internet: To vote now by internet, go to www.proxyvote.com. Have the information that is printed in the box marked by the arrow   (located on the following page) available and follow the instructions.

Vote By Mail: You can vote by mail by requesting a paper copy of the materials, which will include a proxy card.

 

 

 


 


 

 

 

 

 

  Voting Items

 

The Board of Directors recommends you vote FOR

the following proposals:

 

1.   Election of Directors

Nominees:

 

 

1a.   Alan L. Crane

 

1b.   David R. Parkinson

 

1c.   David R. Walt

 

 

2.   To ratify the selection of Deloitte & Touche LLP as Cerulean Pharma Inc.'s independent auditors for the fiscal year ending December 31, 2016.

 

NOTE: In their discretion, the Proxies are authorized to vote upon such other business as may properly come before the meeting or any adjournment thereof.